Compliance is one of the most important aspects of a registered investment advisor (RIA) firm’s responsibilities. At the heart of ensuring that a business keeps up with the industry's constantly ...
Chief Compliance Officers need the support of their Board of Directors. The relationship between the CCO and the head of the Audit/Compliance Committee sends an important message to senior management ...
When it comes to the C-suite, the most underrated executive-level position is the chief communications officer (CCO). As experienced communications professionals, CCOs are often sought out during a ...
The National Commission for the Certification of Crane Operators (CCO) has launched CCO Education Services LLC (CCO EDU) to focus on developing, auditing, and approving a network of “accredited” ...
What makes a compliance officer effective at their role? Is an understanding of regulatory requirements enough? As a stakeholder in an independent wealth management firm, what do you look for in a CCO ...
Wanted: Seasoned executive to become a champion of the customer. Must be adept at breaking down organizational silos to create a persistent customer-first mentality across physical and digital ...
A chief compliance officer (CCO) is a member of your firm’s team who can help protect your business from potential legal or regulatory issues. Registered investment advisors must have a CCO serving at ...
The chief communications officer turnover rate among Fortune 500 companies dropped 9% in 2023, according to a study by Patino Associates, with most CCOs in their roles for just under five years. The ...
Chief Compliance Officers need the support of their Board of Directors. The relationship between the CCO and the head of the Audit/Compliance Committee sends an important message to senior management ...
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